Drive improvements to MIFID II implementation, Conduct Risk & other specialist risk areas

We utilise the experienced mix of our Co-founders to offer a genuine front to back strategic offering in a wide range of operational areas

Regulatory / Compliance

We provide staff augmentation services to help our clients adapt to an everchanging regulatory environment.


Whilst this is clearly a huge arena, our consultants can cover all bases across regulation and compliance within financial services.


Our team have supported in MIFID II implementation, enhancement and assurance review as well as driving improved Conduct Risk MIS and implementing regimes that properly link Culture, Conduct and Compensation. We also have an experienced bank of professionals to support our clients in the high demand areas of Financial Crime and KYC.


Additional areas we have supported include:

- Global Markets Compliance advisory

- Employee Compliance

- CFTC (Dodd Frank)


Contact Us To Find Out More